“Knock knock” jokes can be funny, but if the regulator knocked on your door today, would you be smiling? If you were asked to prove exactly what an individual customer saw and did on your website, at a specified moment in time, could you? How long would it take, and how confident are you that...
Compliance is king in financial services The regulations faced by the banking industry are so layered and complex that they can often seem impossible to keep track of. Given the ever-evolving regulatory landscape, it can be difficult to ascertain whether an investment is going to result in a profit or cost several times its worth in...